Privacy Statement

Warner Financial, Inc.

Privacy of Information Policy

 

As our client, you have trusted Warner Financial, Inc. to help you achieve financial success and security.  To maintain that trust, we are committed to protect the privacy and security of the personal information that we collect about our clients.  This notice is intended to help you understand how we collect, handle, and safeguard that information.

We treat the personal information of our clients in a confidential manner.  We do not ever provide any information to unrelated companies for the purpose of marketing their products or services to our customers.

When you establish a relationship with us, you are requested to furnish personal and financial information to assist in assessing your financial objectives and goals.  The information you share with us is private and confidential, and we are committed to protecting your privacy.  In addition to the information collected, during the course of our relationship we may also collect a variety of nonpublic personal information from other sources.  The confidential information we collect may include the following:

  • Information we receive from you, such as your name, address, social security number, assets, income, investment objectives and other information as required by industry regulators.
  • Information about your transactions, including balances, portfolio holdings, cash balances, margin balances, and customer statements.
  • Information we receive from our custodian firm Charles Schwab and various fund sponsors, unaffiliated custodians and money managers, your accountant, attorney or other professionals retained by you.
  • Medical or health information that you authorize us to receive from doctors or other health care providers and medical vendors in relation to the advice provided on a health, disability or life insurance policy.

Warner Financial, Inc. does not share client information with any third party other than those that are authorized by you, or that are required in order for us to provide services agreed upon by the client, service an account, execute a transaction, or (if required to do so) by regulation or law.  We may share information with our custodian firm Charles Schwab or other unaffiliated custodian as necessary to provide advisory services.

Warner Financial, Inc. has established policies to maintain physical, electronic, and procedural safeguards to maintain the confidentiality of the personal information of our clients.   Appropriate measures are taken to ensure that access is available only to those individuals who need to know this information in order to provide proper services to our clients.

4550 Montgomery Avenue, Suite 352N – Bethesda, Maryland 20814 – P: 301-961-9505 – F: 301-469-3424 – E: office@warner-financial.com

Privacy Statement   *   Important Disclosures